The Guatemala Protocol to the Warsaw Convention
PROTOCOL TO AMEND THE WARSAW CONVENTION SIGNED AT GUATEMALA CITY, ON 8 MARCH 1971
(GUATEMALA CITY PROTOCOL 1971)
THE GOVERNMENTS UNDERSIGNED CONSIDERING that it is desirable to amend the Convention for the Unification of Certain Rules Relating to International Carriage by Air signed at Warsaw on 12 October 1929 as amended by the Protocol done at The Hague on 28 September 1955, HAVE AGREED as follows:
CHAPTER I
AMENDMENTS TO THE CONVENTION
Article I
The Convention which the provisions of the present Chapter modify is the Warsaw Convention as amended at The Hague in 1955.
Article II
Article 3 of the Convention shall be deleted and replaced by the following:-
"Article 3
1. In respect of the carriage of passengers an individual or collective document of carriage shall be delivered containing:
(a) an indication of the places of departure and destination;
(b) if the places of departure and destination are within the territory of a single High Contracting Party, one or more agreed
stopping places being within the territory of another State, an indication of at least one such stopping place.
2. Any other means which would preserve a record of the information indicated in (a) and (b) of the foregoing paragraph may be
substituted for the delivery of the document referred to in that paragraph.
3. Non-compliance with the provisions of the foregoing paragraphs shall not affect the existence or the validity of the contract of carriage,
which shall, none the less, be subject to the rules of this Convention including those relating to limitation of liability."
Article III
Article 4 of the Convention shall be deleted and replaced by the following:-
"Article 4
1. In respect of the carriage of checked baggage, a baggage check shall be delivered, which, unless combined with or incorporated in a
document of carriage that complies with the provisions of Article 3 paragraph 1, shall contain:
(a) an indication of the places of departure and destination;
(b) if the places of departure and destination are within the territory of a single High Contracting Party, one or more agreed
stopping places being within the territory of another State, an indication of at least one such stopping place.
2. Any other means which would preserve a record of the information indicated in (a) and (b) of the foregoing paragraph may be
substituted for the delivery of the baggage check referred to in that paragraph.
3. Non-compliance with the provisions of the foregoing paragraphs shall not affect the existence or the validity of the contract of carriage,
which shall, none the less, be subject to the rules of this Convention including those relating to limitation of liability."
Article IV
Article 17 of the Convention shall be deleted and replaced by the following:-
"Article 17
1. The carrier is liable for damage sustained in case of death or personal injury of a passenger upon condition only that the event which
caused the death or injury took place on board the aircraft or in the course of any of the operations of embarking or disembarking. However, the
carrier is not liable if the death or injury resulted solely from the state of health of the passenger.
2. The carrier is liable for damage sustained in case of destruction or loss of, or of damage to, baggage upon condition only that the event
which caused the destruction, loss or damage took place on board the aircraft or in the course of any of the operations of embarking or
disembarking or during any period within which the baggage was in charge of the carrier. However, the carrier is not liable if the damage resulted
solely from the inherent defect, quality or vice of the baggage.
3. Unless otherwise specified, in this Convention the term "baggage" means both checked baggage and objects carried by the
passenger."
Article V
In Article 18 of the Convention paragraphs 1 and 2 shall be deleted and replaced by the following:-
"1. The carrier is liable for damage sustained in the event of the destruction or loss of, or of damage to, any cargo, if the occurrence which
caused the damage so sustained took place during the carriage by air.
2. The carriage by air within the meaning of the preceding paragraph comprises the period during which the cargo is in charge of the
carrier, whether in an airport or on board an aircraft, or, in the case of a landing outside an airport, in any place whatsoever."
Article VI
Article 20 of the Convention shall be deleted and replaced by the following:-
"Article 20
1. In the carriage of passengers and baggage the carrier shall not be liable for damage occasioned by delay if he proves that he and his
servants and agents have taken all necessary measures to avoid the damage or that it was impossible for them to take such measures.
2. In the carriage of cargo the carrier shall not be liable for damage resulting from destruction, loss, damage or delay if he proves that he and
his servants and agents have taken all necessary measures to avoid the damage or that it was impossible for them to take such measures."
Article VII
Article 21 of the Convention shall be deleted and replaced by the following:-
"Article 21
If the carrier proves that the damage was caused or contributed to by the negligence or other wrongful act or omission of the person claiming
compensation, the carrier shall be wholly or partly exonerated from his liability to such person to the extent that such negligence or wrongful act or
omission caused or contributed to the damage. When by reason of the death or injury of a passenger compensation is claimed by a person other than the
passenger, the carrier shall likewise be wholly or partly exonerated from his liability to the extent that he proves that the damage was caused or
contributed to by the negligence or other wrongful act or omission of that passenger."
Article VIII
Article 22 of the Convention shall be deleted and replaced by the following:-
"Article 22
1. (a) In the carriage of persons the liability of the carrier is limited to the sum of one million five hundred thousand francs for the aggregate of
the claims, however founded, in respect of damage suffered as a result of the death or personal injury of each passenger. Where, in accordance with
the law of the court seized of the case, damages may be awarded in the form of periodic payments, the equivalent capital value of the said payments shall
not exceed one million five hundred thousand francs.
(b) In the case of delay in the carriage of persons the liability of the carrier for each passenger is limited to sixty-two thousand five hundred
francs.
(c) In the carriage of baggage the liability of the carrier in the case of destruction, loss, damage or delay is limited to fifteen thousand francs for
each passenger.
2. (a) In the carriage of cargo, the liability of the carrier is limited to a sum of two hundred and fifty francs per kilogramme, unless the
consignor has made, at the time when the package was handed over to the carrier, a special declaration of interest in delivery at destination and has
paid a supplementary sum if the case so requires. In that case the carrier will be liable to pay a sum not exceeding the declared sum, unless he proves that
that sum is greater than the consignor’s actual interest in delivery at destination.
(b) In the case of loss, damage or delay of part of the cargo, or of any object contained therein, the weight to be taken into consideration in
determining the amount to which the carrier’s liability is limited shall be only the total weight of the package or packages concerned. Nevertheless,
when the loss, damage or delay of a part of the cargo, or of an object contained therein, affects the value of other packages covered by the same
air waybill, the total weight of such package or packages shall also be taken into consideration in determining the limit of liability.
3. (a) The courts of the High Contracting Parties which are not authorized under their law to award the costs of the action, including
lawyers’ fees, shall, in actions to which this Convention applies, have the power to award, in their discretion, to the claimant the whole or part of the
costs of the action, including lawyers’ fees which the court considers reasonable.
(b) The costs of the action including lawyers’ fees shall be awarded in accordance with subparagraph (a) only if the claimant gives a written
notice to the carrier of the amount claimed including the particulars of the calculation of that amount and the carrier does not make, within a period of
six months after his receipt of such notice, a written offer of settlement in an amount at least equal to the compensation awarded within the applicable
limit. This period will be extended until the time of commencement of the action if that is later.
(c) The costs of the action including lawyers’ fees shall not be taken into account in applying the limits under this Article.
4. The sums mentioned in francs in this Article and Article 42 shall be deemed to refer to a currency unit consisting of sixty-five and a half
milligrammes of gold of millesimal fineness nine hundred. These sums may be converted into national currencies in round figures. Conversion of the
sums into national currencies other than gold shall, in case of judicial proceedings, be made according to the gold value of such currencies at the
date of the judgment."
Article IX
Article 24 of the Convention shall be deleted and replaced by the following:-
"Article 24
1. In the carriage of cargo, any action for damages, however founded, can only be brought subject to the conditions and limits set out in
this Convention.
2. In the carriage of passengers and baggage any action for damages, however founded, whether under this Convention or in contract
or in tort or otherwise, can only be brought subject to the conditions and limits of liability set out in this Convention without prejudice to the question
as to who are the persons who have the right to bring suit and what are their respective rights. Such limits of liability constitute maximum limits and may
not be exceeded whatever the circumstances which gave rise to the liability."
Article X
Article 25 of the Convention shall be deleted and replaced by the following:-
"Article 25
The limit of liability specified in paragraph 2 of Article 22 shall not apply if it is proved that the damage resulted from an act or omission of the
carrier, his servants or agents, done with intent to cause damage or recklessly and with knowledge that damage would probably result; provided
that, in the case of such act or omission of a servant or agent, it is also proved that he was acting within the scope of his employment."
Article XI
In Article 25 A of the Convention paragraphs 1 and 3 shall be deleted and replaced by the following:
"1. If an action is brought against a servant or agent of the carrier arising out of damage to which the Convention relates, such servant or
agent, if he proves that he acted within the scope of his employment, shall be entitled to avail himself of the limits of liability which that carrier himself
is entitled to invoke under this Convention.
3. The provisions of paragraphs 1 and 2 of this Article shall not apply to the carriage of cargo if it is proved that the damage resulted from
an act or omission of the servant or agent done with intent to cause damage or recklessly and with knowledge that damage would probably result."
Article XII
In Article 28 of the Convention the present paragraph 2 shall be renumbered as paragraph 3 and a new paragraph 2 shall be inserted as follows:
"2. In respect of damage resulting from the death, injury or delay of a passenger or the destruction, loss, damage or delay of baggage, the
action may be brought before one of the Courts mentioned in paragraph 1 of this Article, or in the territory of one of the High Contracting Parties,
before the Court within the jurisdiction of which the carrier has an establishment if the passenger has his domicile or permanent residence in
the territory of the same High Contracting Party."
Article XIII
After Article 30 of the Convention, the following Article shall be inserted:
"Article 30 A
Nothing in this Convention shall prejudice the question whether a person liable for damage in accordance with its provisions has a right of
recourse against any other person."
Article XIV
After Article 35 of the Convention, the following Article shall be inserted:
"Article 35 A
No provision contained in this Convention shall prevent a State from establishing and operating within its territory a system to supplement
the compensation payable to claimants under the Convention in respect of death, or personal injury, of passengers. Such a system shall fulfil the
following conditions:
(a) it shall not in any circumstances impose upon the carrier, his servants or agents, any liability in addition to that
provided under this Convention;
(b) it shall not impose upon the carrier any financial or administrative burden other than collecting in that State contributions from passengers if required so to do;
(c) it shall not give rise to any discrimination between carriers with regard to the passengers concerned and the benefits
available to the said passengers under the system shall be extended to them regardless of the carrier whose services they have used;
(d) if a passenger has contributed to the system, any person suffering damage as a consequence of death or personal
injury of such passenger shall be entitled to the benefits of the system."
Article XV
After Article 41 of the Convention, the following Article shall be inserted:
"Article 42
1. Without prejudice to the provisions of Article 41, Conferences of the Parties to the Protocol done at Guatemala City on the eighth March
1971 shall be convened during the fifth and tenth years respectively after the date of entry into force of the said Protocol for the purpose of reviewing the
limit established in Article 22, paragraph 1 (a) of the Convention as amended by that Protocol.
2. At each of the Conferences mentioned in paragraph 1 of this Article the limit of liability in Article 22, paragraph 1 (a) in force at the
respective dates of these Conferences shall not be increased by an amount exceeding one hundred and eighty-seven thousand five hundred francs.
3. Subject to paragraph 2 of this Article, unless before the thirty-first December of the fifth and tenth years after the date of entry into force
of the Protocol referred to in paragraph 1 of this Article the aforesaid Conferences decide otherwise by a two-thirds majority vote of the Parties
present and voting, the limit of liability in Article 22, paragraph 1 (a) in force at the respective dates of these Conferences shall on those dates be
increased by one hundred and eighty-seven thousand five hundred francs.
4. The applicable limit shall be that which, in accordance with the preceding paragraphs, is in effect on the date of the event which caused the
death or personal injury of the passenger."
CHAPTER II
SCOPE OF APPLICATION OF THE CONVENTION AS AMENDED
Article XVI
The Warsaw Convention as amended at The Hague in 1955 and by this Protocol shall apply to international carriage as defined in Article 1 of
the Convention, provided that the places of departure and destination referred to in that Article are situated either in the territories of two Parties
to this Protocol or within the territory of a single Party to this Protocol with an agreed stopping place in the territory of another State.
CHAPTER III
FINAL CLAUSES
Article XVII
As between the Parties to this Protocol, the Warsaw Convention as amended at The Hague in 1955 and this Protocol shall be read and
interpreted together as one single instrument and shall be known as the Warsaw Convention as amended at The Hague, 1955, and at Guatemala
City, 1971.
Article XVIII
Until the date on which this Protocol enters into force in accordance with the provisions of Article XX, it shall remain open for signature by all
States Members of the United Nations or of any of the Specialized Agencies or of the International Atomic Energy Agency or Parties to the Statute of the
International Court of Justice, and by any other State invited by the General Assembly of the United Nations to become a Party to this Protocol.
Article XIX
(Ratification Provisions Omitted)
IN WITNESS WHEREOF the undersigned Plenipotentiaries, having been duly authorized, have signed this Protocol. DONE at Guatemala City on the eighth day of the month of March of the year One Thousand Nine Hundred and Seventy-one in three authentic texts in the English, French and Spanish languages. The International Civil Aviation Organization shall establish an authentic text of this Protocol in the Russian language.* In the case of any inconsistency, the text in the French language, in which language the Warsaw Convention of 12 October 1929 was drawn up, shall prevail. The authentic text of the Protocol in the Russian language was approved by the Council of ICAO at its 86th Session, on 9 October 1975, and is published under the authority of the Secretary General.